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Who Can Use Our Services

In order to utilize DTCC’s Mutual Fund Services, participants must first become members of National Securities Clearing Corporation (NSCC).  The following firms can apply for membership:

  • Distributors including:
    - Wirehouses
    - Regional broker/dealers
    - Independent broker/dealers
    - Banks
    - Trust companies
  • Mutual fund companies and other product issuers
  • Insurance companies
  • Third-party administrators
  • Other financial intermediaries

Special guidelines exist for banks and trusts to facilitate their activities. Refer to the  Trust Processing Guidelines  for further details.

For more information about the Membership process, please visit the  Membership & Connectivity  section of our Web site.

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