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Broker/Dealer Membership is available for any broker/dealer that meets NSCC requirements and is registered under the Securities
Exchange Act of 1934.
Information and Applications for Broker Dealer Membership
To apply for Broker/Dealer membership, please review and submit the following documents:
Contact Us!
Take a moment to review our membership information. You can also contact Mutual Fund Services at 212-855-8877 with any questions
between 8:30 am and 5:30pm EST, Monday through Friday.
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