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Distributor Membership is available to any Investment Adviser, Broker/Dealer, Self Distributing Mutual Fund, Insurance Company,
Bank or Trust who is a principal underwriter, co-distributor or sub-distributor. Organizations must also meet NSCC requirements.
Information and Applications for Distributor Membership
To apply for Distributor membership, just follow a few easy steps:
If you are an Investment Advisor, please review and submit the following documents:
If you are a Self-Distributing Mutual Fund, please review and submit the following documents:
If you are a Broker/Dealer that distributes Mutual Fund Products, please review and submit the following documents:
If you are a Bank and/or Trust Company that distributes Non-Registered Investment Products, please review and submit the following documents:
Contact Us!
Take a moment to review our membership information. You can also contact Mutual Fund Services at (212) 855-8877 with any questions
between 8:30 am and 5:30pm EST, Monday through Friday.
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